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Readiness Audit · Evidence File

2026 Annual Federal Tax Update

Mapped against the August 2026 Statement on Standards for CPE Programs
Prepared by ProveStead · readiness engine
ProviderMeridian Tax Education LLC (fictional — demonstration)
Course2026 Annual Federal Tax Update — QAS Self Study · Field of Study: Taxes · Program Level: Update
Date preparedJune 11–12, 2026 (catalog retrieved June 11; coverage map and live generation runs June 12)
Standards yardstickStatement on Standards for CPE Programs, August 2026 edition (AICPA / NASBA, jointly issued)
Staged effective datesNew delivery-method applications: 2026-08-01 · Programs first published or in development: 2027-03-01 · Programs existing as of 2026-07-31 comply by: 2028-11-01 (state licensing bodies may set different dates)
MethodCoverage lane (mechanical, offline) + grounded-generation lane (retrieval-gated)
Demonstration notice. The course materials examined here are synthetic demonstration content created for a pipeline dry run; the provider is fictional and all figures are illustrative, not tax advice. This document maps those materials against the Statement on Standards for CPE Programs by locator. It implies no NASBA or AICPA review, endorsement, or approval of any course or sponsor, and is not a registry determination — boards of accountancy and applicable licensing bodies hold final authority over credit acceptance. The standards catalog used is a point-and-cite record (standard numbers, factual section headings, and our own paraphrases only); no Standards body text is stored or reproduced.
SECTION 01

Executive summary

Three findings, each anchored to a standard locator and recomputable from the course materials.

9
Satisfied
3
Findings
48
Not evaluable
7
Declared *
67
Records mapped

* Scope and definitions context records (introduction, §1 defined terms, effective dates) — declared applicable, not pass/fail checks. 9 + 3 + 48 + 7 = 67.

01
Standard 7.02.6 · Method 2 word-count formula

Recommended credit overstated

The materials claim 4.0 CPE credits, but the prescribed word-count formula recomputes to 1.04 credits (1.0 after rounding down to the nearest fifth) — 2.96 credits short of the claim. A/V minutes are not stated and were treated as 0; every input appears in §3 for hand-checking.

02
Standard 5.01.2.1 · review questions

Review-question floor not met

A self-study program carrying 4.0 credits requires at least 12 scored content-reinforcement questions (3 per credit; true/false items don't count). The program presents 6 — a deficit of six at the claimed credit level. At the recomputed 1.0 credit, the present 6 would satisfy the floor — the two findings interact.

03
Standard 3.01 · related 8.01.1

A promised learning objective has no supporting content

Objective 4 — "Recall updated reporting obligations for digital asset transactions, including broker reporting on Form 1099-DA" — is disclosed to participants in advance but supported by no content in either module (keyword overlap 33%, below the 50% threshold). Independently confirmed by the live generation run in §7: asked to write the section, the engine refused rather than fabricate.

SECTION 02

Coverage map

Mapped against all 67 requirement records of the August 2026 Standards catalog — mechanical — no LLM involved in any check. "Not evaluable" means the materials provided no evidence either way; nothing was guessed. Those rows are predominantly sponsor-process records, design-process evidence, distribution evidence, and method-specific checks this course doesn't exercise. Seven further records are scope/definitions context (declared, not pass/fail).

Evaluated — satisfied

LocatorHeadingDisposition
3.01.1Program knowledge levelProgram level stated: 'Update'
3.02.1Prerequisite education and experiencePrerequisites and advance preparation stated
4.01Current and accurate materialsContent year-stamped to 2026 (heuristic)
5.01.2.2Feedback on review questionsAll 6 review questions carry feedback; all explain why
6.01.2Completion verification (self study)Qualified assessment present: 20 questions, 70% passing
7.02.5Basis for prescribed word-count formulaRecomputable: 730 required-reading words across 2 modules
8.01.1Disclose significant features in advanceAll checked advance-disclosure items present
8.01.2Disclose advance preparation & prerequisitesBoth disclosed in descriptive materials
9.02.2Required documentation (self study)Expiration policy stated, within the one-year cap

Evaluated — findings

LocatorHeadingDisposition
7.02.6Calculation of CPE credit (word-count formula)Finding 1  4.0 claimed vs 1.04 computed
5.01.2.1Review questions in self-study programsFinding 2  6 present vs 12 required at 4.0 credits
3.01Learning activities based on objectivesFinding 3  objective 4 promised, not covered
SECTION 03

Credit recomputation Standard 7.02.6, Method 2

credit = [(word_count ÷ 180) + A/V minutes + (questions × 1.85)] ÷ 50
InputValueSource in materials
Required-reading word count730 (M1: 390 · M2: 340)Module body text; questions excluded and entered separately
Reading minutes (÷ 180 wpm)4.06
Audio / video minutes0Not stated in materials — treated as 0
Questions (6 review + 20 exam) × 1.8548.10Module review sections; exam declared in outline
Computed credits1.04 (1.0 rounded down)
Credits claimed4.0Course outline, program information
SECTION 04

Learning objectives ↔ standard locators

All four objectives answer to Standard 3.01 and, because disclosed in advance, to Standard 8.01.1. Content coverage is the keyword-overlap ratio from the mechanical map (threshold 50%).

#Learning objectiveLocatorsCoverageStatus
1Identify the 2026 inflation-adjusted amounts for individual brackets, the standard deduction, and key phase-outs.3.01 · 8.01.188%Covered
2Recognize changes to individual credits and deductions for 2026, including the child tax credit and energy credits.3.01 · 8.01.1100%Covered
3Distinguish the 2026 rules for Section 179 and bonus depreciation from prior-year treatment.3.01 · 8.01.186%Covered
4Recall updated reporting obligations for digital asset transactions, including broker reporting on Form 1099-DA.3.01 · 8.01.133%No content
SECTION 05

Assessment alignment matrix

Scored review questions present in the materials, mapped to the section they test and the advance-stated objective that section serves.

QuestionModule sectionObjectiveFeedback
M1 Q1 — 2026 standard deduction, MFJ ($31,500)§1.1 Inflation adjustments1Yes
M1 Q2 — refundable child tax credit cap ($1,800)§1.2 Child tax credit2Yes
M1 Q3 — PIN documentation for energy credit§1.3 Energy-efficiency credits2Yes
M2 Q1 — Section 179 expensing limit ($1,290,000)§2.1 Section 179 expensing3Yes
M2 Q2 — bonus depreciation rate (100%)§2.2 Bonus depreciation3Yes
M2 Q3 — foreign R&E amortization (15 years)§2.3 Research expendituresnone statedYes

Floor finding (5.01.2.1): 6 scored questions present vs 12 required at 4.0 credits. Objective 4 has zero assessment items — consistent with Finding 3. M2 Q3 tests a content area no objective promises — the mirror image of Finding 3, noted for completeness. The 20-question final exam is declared but its items aren't in the package, so item-level exam alignment isn't evaluable.

SECTION 06

Grounded rebuild exhibit — every sentence carries a receipt

The engine was asked to write a participant-facing summary of the 2026 individual-provision changes, grounded strictly in the provider's own ingested materials. Retrieval ran against the owner-scoped index (owner meridian_demo, 17 chunks); top-1 score 0.699 against a 0.45 gate. Decision: GROUNDED. Every [n] links to its source chunk in the citation table below.

● Generated output · grounded (excerpt)

Before diving in, note that this material is synthetic demonstration content created for a pipeline dry run — the numbers and provisions are illustrative and do not constitute tax advice.[5]

For 2026, every individual income tax bracket threshold moves upward by roughly 2.8 percent to reflect inflation adjustments.[3] The standard deduction rises to $15,750 for single filers and $31,500 for married filing jointly, with an additional $1,600 available to taxpayers who are 65 or older or blind.[3]

On the credits side, the child tax credit holds at $2,200 per qualifying child, with the refundable portion capped at $1,800.[4] Phase-out thresholds remain unchanged from 2025 — $200,000 of modified AGI for single filers and $400,000 for joint filers.[4]

The energy efficient home improvement credit continues at 30 percent of qualified costs, subject to an annual cap of $1,200. Beginning this year, every claimed item must carry a manufacturer-issued product identification number; returns that omit the PIN are systemically rejected.[6]

MarkerSourceSection headingRetrieval
[3]module_1_individuals1.1 Inflation adjustments0.5285
[4]module_1_individuals1.2 Child tax credit & dependents0.4857
[5]course_outline2026 Annual Federal Tax Update0.4625
[6]module_1_individuals1.3 Energy-efficiency credits0.4431

Shown excerpted for length; the full output, with every sentence carrying its marker, is preserved in the structured run record. Six chunks were retrieved; the model cited the four that carried claims into the output. The two retrieved-but-uncited chunks — [1] learning objectives (0.699, the top-1 above) and [2] Module 1 review questions (0.6348) — informed context but contributed no claims.

SECTION 07

Refusal exhibit — the engine declines to fabricate

The engine was then asked to write the section on 2026 digital-asset broker reporting and Form 1099-DA — the subject of objective 4 — grounded in the same materials. Retrieval found the topic (objective bullet scored 0.6073) but the generation gate found no answer. Decision: REFUSED (topic present, answer absent).

● Generated output · refused (verbatim)

INSUFFICIENT CORPUS: The excerpts contain only a course outline, program metadata, module structure, and synthetic-material disclaimers — the sole mention of digital asset broker reporting and Form 1099-DA is a single learning-objective bullet in Excerpt [1] stating that participants should be able to "recall updated reporting obligations for digital asset transactions, including broker reporting on Form 1099-DA." No substantive course section on 2026 digital asset broker reporting rules, Form 1099-DA mechanics, thresholds, effective dates, or compliance requirements appears anywhere in the provided excerpts.

"I don't have grounded material for this in your corpus, so I won't invent an answer. Two ways forward: (a) add a source on this to the corpus now and I'll ground the answer in it, or (b) I can search public-domain references for you to vet before anything is ingested."

Why this matters. This is the same gap as Finding 3, caught twice by independent mechanisms: the deterministic mechanical map flagged objective 4 as uncovered, and the live retrieval-gated generation pass — with no knowledge of the map — refused to write the missing section rather than fabricate. A system that won't bluff on the gap is the same system whose receipts can be trusted on the covered material in §6.
SECTION 08

Provenance log

Ingest manifest, owner meridian_demo · tokenizer tiktoken-cl100k_base · three source files, 17 chunks.

Source fileSectionsChunksTokens
course_outline.md44293
module_1_individuals.md66775
module_2_business.md77649
Total17171,717
ConfigurationValue
Embedding modeltext-embedding-3-large
Generation modelclaude-sonnet-4-6
Retrieval gate0.45 · k = 6
Compliance checksDeterministic coverage map — no generative model; every finding reproducible from the source + stated edition
Standards-catalog provenanceValue
YardstickStatement on Standards for CPE Programs, August 2026 edition (AICPA / NASBA)
Retrieved2026-06-11 via nasbaregistry.org/the-standards
Catalog classPoint-and-cite record — standard numbers, factual headings, and our paraphrases only; no Standards body text stored
Requirement records67 (Standards 2.01–9.02.3, plus Introduction, §1 definitions, effective-date records)
Machine-readable copyThis audit's coverage map is also published as structured JSON — findings, status map, and recomputation inputs — at sample-coverage-map.json. The same format ships with every audit, so your own systems (or agents) can consume the results.
End of evidence file. Demonstration only — fictional provider, synthetic course content. This document implies no NASBA or AICPA review, endorsement, or approval, and is not a registry determination. Boards of accountancy and applicable licensing bodies hold final authority over credit acceptance.